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Compliance documentation services to insurance brokers

Compliance Documentation

We offer compliance documentation services to insurance brokers. 

Our tailored approach provides evidence that your business meets regulatory and Insurance Brokers Code of Practice obligations. Our user-friendly compliance documents simplify training and education while ensuring regulatory compliance. 

The most popular tailored documents that we provide to Insurance brokers are:

·         Risk and Compliance Manual; and
·         Monitoring and Supervision Program (for Authorised Representatives)

Trust us to keep your business organised and compliant.

We may receive a commission from the product provider if you purchase a financial product through our referral. This commission does not affect the price you pay for the product. You should consider the product disclosure statement (PDS) for the product before making a decision to purchase. The PDS contains important information about the product, including the risks and fees involved. If you have any questions about our referral relationship with the product provider, please contact us.

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